Form Type: 4

SEC EDGAR Link
Accession Number:0001437749-23-004245
Date:2020-08-01
Issuer: OPTION CARE HEALTH, INC. (OPCH)
Original Submission Date:

Reporting Person:

DENNESS RICHARD
C/O OPTION CARE HEALTH, INC.
3000 LAKESIDE DRIVE, SUITE 300N BANNOCKBURN, IL 60015

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-08-01 M 4,735 a $0.00 52,077 direct
COMMON STOCK 2020-08-01 F 1,352 d $11.78 50,725 direct
COMMON STOCK 2020-08-06 M 21,187 a $0.00 71,912 direct
COMMON STOCK 2020-08-06 F 6,709 d $12.16 65,203 direct
COMMON STOCK 2021-08-01 M 4,735 a $0.00 69,938 direct
COMMON STOCK 2021-08-01 F 1,281 d $20.72 68,657 direct
COMMON STOCK 2022-03-09 F 3,288 d $26.16 65,369 direct
COMMON STOCK 2023-02-17 M 2,348 a $0.00 67,717 direct
COMMON STOCK 2023-02-17 F 760 d $29.38 66,957 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2020-08-01 deemed execution date M 4,735 (d) common stock 4,735 $0.00 4,735 direct
RESTRICTED STOCK UNIT 0.0 2020-08-06 deemed execution date M 21,187 (d) common stock 21,187 $0.00 0 direct
RESTRICTED STOCK UNIT 0.0 2021-08-01 deemed execution date M 4,735 (d) common stock 4,735 $0.00 0 direct
RESTRICTED STOCK UNIT 0.0 2023-02-17 deemed execution date M 2,348 (d) common stock 2,348 $0.00 7,044 direct
Footnotes
IDfootnote
f1 previous number of shares beneficially owned, 92,236, reported on the form 4 filed on july 13, 2021, has been adjusted to 47,342 to reflect the 1-for-4 reverse stock split of the issuer's common stock that occurred on february 3, 2020.
f2 each restricted stock unit ("rsu") represents a contingent right to receive one share of common stock.
f3 number of rsus vesting was adjusted from 37,878 rsus to 9,470 rsus to reflect the 1-for-4 reverse stock split of issuer's common stock that occurred on february 3, 2020.
f4 fully vested.
f5 number of rsus vesting was adjusted from 84,746 rsus to 21,187 rsus to reflect the 1-for-4 reverse stock split of issuer's common stock that occurred on february 3, 2020.
f6 all restricted stock units granted in this award vest as to 25% of the underlying shares of common stock on each of the first, second, third and fourth anniversary of the grant date, february 27, 2022.
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