Accession Number: | 0001437749-23-004245 |
Date: | 2020-08-01 |
Issuer: | OPTION CARE HEALTH, INC. (OPCH) |
Original Submission Date: |
DENNESS RICHARD
C/O OPTION CARE HEALTH, INC.
3000 LAKESIDE DRIVE, SUITE 300N
BANNOCKBURN, IL 60015
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-08-01 | M | 4,735 | a | $0.00 | 52,077 | direct | ||
COMMON STOCK | 2020-08-01 | F | 1,352 | d | $11.78 | 50,725 | direct | ||
COMMON STOCK | 2020-08-06 | M | 21,187 | a | $0.00 | 71,912 | direct | ||
COMMON STOCK | 2020-08-06 | F | 6,709 | d | $12.16 | 65,203 | direct | ||
COMMON STOCK | 2021-08-01 | M | 4,735 | a | $0.00 | 69,938 | direct | ||
COMMON STOCK | 2021-08-01 | F | 1,281 | d | $20.72 | 68,657 | direct | ||
COMMON STOCK | 2022-03-09 | F | 3,288 | d | $26.16 | 65,369 | direct | ||
COMMON STOCK | 2023-02-17 | M | 2,348 | a | $0.00 | 67,717 | direct | ||
COMMON STOCK | 2023-02-17 | F | 760 | d | $29.38 | 66,957 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNIT | 0.0 | 2020-08-01 | deemed execution date | M | 4,735 (d) | common stock 4,735 | $0.00 | 4,735 | direct | |||
RESTRICTED STOCK UNIT | 0.0 | 2020-08-06 | deemed execution date | M | 21,187 (d) | common stock 21,187 | $0.00 | 0 | direct | |||
RESTRICTED STOCK UNIT | 0.0 | 2021-08-01 | deemed execution date | M | 4,735 (d) | common stock 4,735 | $0.00 | 0 | direct | |||
RESTRICTED STOCK UNIT | 0.0 | 2023-02-17 | deemed execution date | M | 2,348 (d) | common stock 2,348 | $0.00 | 7,044 | direct |
ID | footnote |
---|---|
f1 | previous number of shares beneficially owned, 92,236, reported on the form 4 filed on july 13, 2021, has been adjusted to 47,342 to reflect the 1-for-4 reverse stock split of the issuer's common stock that occurred on february 3, 2020. |
f2 | each restricted stock unit ("rsu") represents a contingent right to receive one share of common stock. |
f3 | number of rsus vesting was adjusted from 37,878 rsus to 9,470 rsus to reflect the 1-for-4 reverse stock split of issuer's common stock that occurred on february 3, 2020. |
f4 | fully vested. |
f5 | number of rsus vesting was adjusted from 84,746 rsus to 21,187 rsus to reflect the 1-for-4 reverse stock split of issuer's common stock that occurred on february 3, 2020. |
f6 | all restricted stock units granted in this award vest as to 25% of the underlying shares of common stock on each of the first, second, third and fourth anniversary of the grant date, february 27, 2022. |