Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-23-006518
Date:2023-02-20
Issuer: ALKERMES PLC. (ALKS)
Original Submission Date:

Reporting Person:

POPS RICHARD F
CONNAUGHT HOUSE
1 BURLINGTON ROAD DUBLIN 4 IRELAND,

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ORDINARY SHARES 2023-02-20 A 119,713 a $0.00 1,088,012 direct
ORDINARY SHARES 2023-02-20 F 53,145 d $28.07 1,034,867 direct
ORDINARY SHARES 2023-02-21 M 32,400 a $0.00 1,067,267 direct
ORDINARY SHARES 2023-02-21 F 14,386 d $27.77 1,052,881 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT AWARD 0.0 2023-02-21 deemed execution date M 32,400 (d) ordinary shares 32,400 $0.00 0 direct
Footnotes
IDfootnote
f1 these ordinary shares were acquired by the reporting person as a result of the vesting of performance-vesting restricted stock unit awards granted to the reporting person on february 20, 2020 with a three-year performance period that ended on december 31, 2022 (the "2020 prsus"). the vesting of this portion of the 2020 prsus was triggered by the determination of achievement of certain pre-specified performance goals and application of a total shareholder return modifier and represents the final vesting event under the 2020 prsus.
f2 each restricted stock unit represents a contingent right to receive one ordinary share.
f3 this award is fully vested in accordance with its terms.
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