Form Type: 4

SEC EDGAR Link
Accession Number:0001628280-23-005053
Date:2023-02-23
Issuer: ENVESTNET, INC. (ENV)
Original Submission Date:

Reporting Person:

CHAPIN ROSS K
1000 CHESTERBROOK BOULEVARD
SUITE 250 BERWYN, PA 19312

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-02-23 M 7,954 a $15.34 67,446 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
DIRECTOR STOCK OPTION (RIGHT TO BUY) 15.34 2023-02-23 deemed execution date M 7,954 (a) 2023-02-23 2023-02-28 common stock 7,954 $15.34 0 direct
Footnotes
IDfootnote
f1 original option grant vests monthly over a 4 year period, except that the shares that would otherwise vest over the first 12 months shall not vest until the first anniversary of the grant.as listed in the "date exercisable" column.
f2 total does not include options from other tranches with different exercise prices, vesting dates, and expirations dates.
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