| Accession Number: | 0001127602-23-007178 |
| Date: | 2023-02-22 |
| Issuer: | ALKERMES PLC. (ALKS) |
| Original Submission Date: |
GAFFIN DAVID JOSEPH
852 WINTER STREET
WALTHAM, MA 02451
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| ORDINARY SHARES | 2023-02-22 | M | 7,286 | a | $0.00 | 130,077 | direct | ||
| ORDINARY SHARES | 2023-02-22 | F | 3,224 | d | $27.77 | 126,853 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNIT AWARD | 0.0 | 2023-02-22 | deemed execution date | M | 7,286 (d) | ordinary shares 7,286 | $0.00 | 14,572 | direct | |||
| EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 27.36 | 2023-02-23 | deemed execution date | A | 120,615 (a) | 2033-02-23 | ordinary shares 120,615 | $27.36 | 120,615 | direct | ||
| RESTRICTED STOCK UNIT AWARD | 0.0 | 2023-02-23 | deemed execution date | A | 30,154 (a) | ordinary shares 30,154 | $0.00 | 30,154 | direct |
| ID | footnote |
|---|---|
| f1 | each restricted stock unit represents a contingent right to receive one ordinary share. |
| f2 | shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/22/2022. |
| f3 | shares underlying the stock option vest and become exercisable in four equal annual installments commencing on 2/23/2024. |
| f4 | shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/23/2024. |
