Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-23-007178
Date:2023-02-22
Issuer: ALKERMES PLC. (ALKS)
Original Submission Date:

Reporting Person:

GAFFIN DAVID JOSEPH
852 WINTER STREET
WALTHAM, MA 02451

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ORDINARY SHARES 2023-02-22 M 7,286 a $0.00 130,077 direct
ORDINARY SHARES 2023-02-22 F 3,224 d $27.77 126,853 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT AWARD 0.0 2023-02-22 deemed execution date M 7,286 (d) ordinary shares 7,286 $0.00 14,572 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 27.36 2023-02-23 deemed execution date A 120,615 (a) 2033-02-23 ordinary shares 120,615 $27.36 120,615 direct
RESTRICTED STOCK UNIT AWARD 0.0 2023-02-23 deemed execution date A 30,154 (a) ordinary shares 30,154 $0.00 30,154 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive one ordinary share.
f2 shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/22/2022.
f3 shares underlying the stock option vest and become exercisable in four equal annual installments commencing on 2/23/2024.
f4 shares subject to the restricted stock unit award vest in four equal annual installments, commencing on 2/23/2024.
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