| Accession Number: | 0001209191-23-013632 |
| Date: | 2023-02-24 |
| Issuer: | ADDUS HOMECARE CORP (ADUS) |
| Original Submission Date: |
STEVENSON ROBERTON JAMES
6303 COWBOYS WAY
SUITE 600
FRISCO, TX 75034
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2023-02-24 | A | 2,151 | a | $0.00 | 8,047 | direct | ||
| COMMON STOCK | 2023-02-24 | S | 316 | d | $104.30 | 7,731 | direct | ||
| COMMON STOCK | 2023-02-27 | S | 75 | d | $104.15 | 7,656 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | the shares vest in equal installments on each of february 24, 2024, february 24, 2025, and february 24, 2026, subject to customary provisions for continued service and acceleration on a change in control. |
| f2 | this transaction reflects the sale of shares, made pursuant to a previously established 10b5-1 plan, for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted by the issuer. |
| f3 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $104.30 to $104.31, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
