| Accession Number: | 0001288847-23-000034 |
| Date: | 2023-02-27 |
| Issuer: | FIVE9, INC. (FIVN) |
| Original Submission Date: |
ZWARENSTEIN BARRY
C/O FIVE9, INC.
3001 BISHOP DR., STE. #350
SAN RAMON,, CA 94583
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2023-02-27 | A | 34,259 | a | $0.00 | 131,502 | direct | ||
| COMMON STOCK | 2023-02-27 | A | 1,378 | a | $0.00 | 132,880 | direct | ||
| COMMON STOCK | 2023-02-28 | S | 497 | d | $68.05 | 132,383 | direct | ||
| COMMON STOCK | 2023-02-27 | 0 | $0.00 | 117,303 | indirect |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | settlement of non-derivative performance-based rsus. |
| f2 | the reported sales were to cover taxes upon the vesting of performance-based rsus. |
| f3 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $68.05 to $68.11, inclusive. the reporting person undertakes to provide five9, inc., any security holder of five9, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
