Form Type: 4

SEC EDGAR Link
Accession Number:0001438133-23-000036
Date:2023-02-27
Issuer: TANDEM DIABETES CARE INC (TNDM)
Original Submission Date:

Reporting Person:

BERGER DAVID B
C/O TANDEM DIABETES CARE, INC.
11075 ROSELLE STREET SAN DIEGO, CA 92121

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-02-27 M 407 a $0.00 3,531 direct
COMMON STOCK 2023-02-27 F 166 d $35.87 3,365 direct
COMMON STOCK 2023-02-27 0 $0.00 242 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2023-02-27 deemed execution date M 407 (a) common stock 407 $0.00 2,032 direct
Footnotes
IDfootnote
f1 shares withheld by tandem diabetes care, inc. (the company) to satisfy tax withholding requirements on vesting of restricted stock units (rsu). no shares were sold.
f2 the securities are held by the berger family trust dated april 16, 2008.
f3 granted pursuant to the tandem diabetes care, inc. 2013 stock incentive plan (the "2013 plan").
f4 each rsu represents a contingent right to receive either one share of common stock of the issuer or cash in lieu thereof, at the issuer's discretion, in accordance with the terms of the 2013 plan.
f5 rsus granted on 5/27/2020 vest as to twenty-five percent (25%) of the total number of shares subject to the rsu on the one year anniversary of the grant date, and the remaining shares shall vest in twelve (12) equal quarterly installments thereafter, subject to the terms of the 2013 plan.
WhaleWisdom Logo

Elevate your investments