Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-23-008382
Date:2023-03-01
Issuer: PEPGEN INC. (PEPG)
Original Submission Date:

Reporting Person:

MCARTHUR JAMES G
321 HARRISON AVE., 8TH FLOOR
C/O PEPGEN INC. BOSTON, MA 02118

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 15.25 2023-03-01 deemed execution date A 275,000 (a) 2024-03-01 2033-02-28 common stock 275,000 $15.25 275,000 direct
Footnotes
IDfootnote
f1 this option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the grant date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the company on each applicable vesting date.
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