Form Type: 4

SEC EDGAR Link
Accession Number:0001868941-23-000025
Date:2023-03-02
Issuer: FLUENCE ENERGY, INC. (FLNC)
Original Submission Date:

Reporting Person:

BOLL REBECCA
C/O FLUENCE ENERGY, INC.
4601 FAIRFAX DRIVE, SUITE 600 ARLINGTON, VA 22203

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2023-03-02 M 90,864 a $2.45 121,259 direct
CLASS A COMMON STOCK 2023-03-02 S 19,706 d $19.23 101,553 direct
CLASS A COMMON STOCK 2023-03-03 S 71,158 d $19.62 30,395 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION 2.45 2023-03-02 deemed execution date M 90,864 (d) 2031-04-02 class a common stock 90,864 $2.45 313,029 direct
Footnotes
IDfootnote
f1 proceeds from the sale were used to pay the exercise price of such portion of the stock option, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple open market transactions at prices ranging from $19.2 to $19.305, inclusive. the reporting person undertakes to provide to fluence, any security holder of fluence, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple open market transactions at prices ranging from $19.2 to $20.06, inclusive. the reporting person undertakes to provide to fluence, any security holder of fluence, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.
f4 represents part of a single option award grant initially for an aggregate 403,893 shares, which vests in three equal annual installments. 1/3rd of the aggregate shares subject to the option became vested and exercisable on april 2, 2022.
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