Form Type: 4

SEC EDGAR Link
Accession Number:0001805284-23-000017
Date:2023-03-03
Issuer: ROCKET COMPANIES, INC. (RKT)
Original Submission Date:

Reporting Person:

JOHN TINA V.
C/O ROCKET COMPANIES, INC.
1050 WOODWARD AVENUE DETROIT, MI 48226

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2023-03-03 A 202,546 a $0.00 211,499 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents restricted stock units ("rsus") granted under the rocket companies, inc. 2020 omnibus incentive plan in a transaction exempt under rule 16b-3. each rsu represents the contingent right to receive one share of class a common stock of the issuer for each vested rsu. the rsus vest in three equal installments of 33.33% on each of march 3, 2024, march 3, 2025 and march 3, 2026, subject to the reporting person's continued employment on the applicable vesting date.
WhaleWisdom Logo

Elevate your investments