Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-23-007225
Date:2023-03-02
Issuer: VIATRIS INC (VTRS)
Original Submission Date:

Reporting Person:

NARULA SANJEEV
1000 MYLAN BOULEVARD
CANONSBURG, PA 15317

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-03-02 M 26,125 a $0.00 61,299 direct
COMMON STOCK 2023-03-02 F 11,360 d $11.13 49,939 direct
COMMON STOCK 2023-03-02 M 2,067 a $0.00 52,006 direct
COMMON STOCK 2023-03-02 F 899 d $11.13 51,107 direct
COMMON STOCK 2023-03-04 M 38,889 a $0.00 89,996 direct
COMMON STOCK 2023-03-04 F 16,909 d $11.13 73,087 direct
COMMON STOCK 2023-03-04 M 1,398 a $0.00 74,485 direct
COMMON STOCK 2023-03-04 F 608 d $11.13 73,877 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2023-03-02 deemed execution date M 26,125 (d) common stock 26,125 $0.00 26,126 direct
DIVIDEND EQUIVALENT UNITS 0.0 2023-03-02 deemed execution date M 2,066 (d) common stock 2,066 $0.00 2,066 direct
RESTRICTED STOCK UNITS 0.0 2023-03-03 deemed execution date A 116,353 (a) common stock 116,353 $0.00 116,353 direct
RESTRICTED STOCK UNITS 0.0 2023-03-04 deemed execution date M 38,889 (d) common stock 38,889 $0.00 77,778 direct
DIVIDEND EQUIVALENT UNITS 0.0 2023-03-04 deemed execution date M 1,398 (d) common stock 1,398 $0.00 2,796 direct
Footnotes
IDfootnote
f1 represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (rsus) granted on march 2, 2021.
f2 fractional shares have been rounded up in connection with the settlement described in footnote 9 pursuant to the terms of the rsu award agreement under the viatris inc. 2020 stock incentive plan.
f3 represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the dividend equivalent units (deus) that accrued with respect to the rsus previously granted on march 2, 2021.
f4 represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the rsus granted on march 4, 2022.
f5 fractional shares have been rounded up in connection with the settlement described in footnote 13 pursuant to the terms of the rsu award agreement under the viatris inc. 2020 stock incentive plan.
f6 represents withholding of shares of common stock for the tax liability associated with the vesting and settlement of a portion of the deus that accrued with respect to the rsus previously granted on march 4, 2022.
f7 each rsu represents the right to receive one share of common stock of viatris inc. (viatris). 26,126 of the rsus granted on march 2, 2021 vested on march 2, 2022, 26,125 vested on march 2, 2023 and 26,126 will vest on march 2, 2024.
f8 on may 6, 2022, viatris filed a registration statement on form s-3 with respect to its dividend reinvestment and share purchase plan; amount includes deus that subsequently accrued with respect to such rsus in june 2022, september 2022 and december 2022 in transactions exempt from section 16 under rule 16a-11.
f9 represents deus that accrued with respect to the rsus previously granted on march 2, 2021 and vest on the same schedule as the underlying rsus.
f10 each rsu represents the right to receive one share of common stock of viatris. 38,785 of the rsus granted on march 3, 2023 will vest on march 3, 2024 and 38,784 will vest on each of march 3, 2025 and march 3, 2026.
f11 each rsu represents the right to receive one share of common stock of viatris. 38,889 of the rsus granted on march 4, 2022 vested on march 4, 2023 and 38,889 will vest on each of march 4, 2024 and march 4, 2025.
f12 on may 6, 2022, viatris filed a registration statement on form s-3 with respect to its dividend reinvestment and share purchase plan; amount represents deus that subsequently accrued with respect to such rsus in june 2022, september 2022 and december 2022 in transactions exempt from section 16 under rule 16a-11.
f13 represents deus that accrued with respect to the rsus previously granted on march 4, 2022 and vest on the same schedule as the underlying rsus.
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