| Accession Number: | 0001209191-23-016347 |
| Date: | 2023-03-01 |
| Issuer: | HORIZON THERAPEUTICS PUBLIC LTD CO (HZNP) |
| Original Submission Date: |
CLAYTON SEAN M.
C/O HORIZON THERAPEUTICS PLC
70 ST. STEPHEN'S GREEN
DUBLIN, L2 D02 E2X4
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| ORDINARY SHARES | 2023-03-01 | M | 14,129 | a | $0.00 | 14,408 | direct | ||
| ORDINARY SHARES | 2023-03-01 | F | 7,032 | d | $110.34 | 7,376 | direct | ||
| ORDINARY SHARES | 2023-03-01 | 0 | $0.00 | 745 | indirect |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITS | 0.0 | 2023-03-01 | deemed execution date | M | 14,129 (a) | ordinary shares 14,129 | $0.00 | 28,258 | direct |
| ID | footnote |
|---|---|
| f1 | each restricted stock unit represents a contingent right to receive one ordinary share of the issuer. |
| f2 | includes 279 ordinary shares of the issuer acquired by the reporting person on december 1, 2022 pursuant to an employee stock purchase program. |
| f3 | the shares are held by the clayton family trust, of which the reporting person is the co-trustee and beneficiary. |
| f4 | the shares subject to the restricted stock units vest 1/3rd annually on each anniversary of march 1, 2022. |
