Form Type: 4

SEC EDGAR Link
Accession Number:0001538716-23-000020
Date:2023-03-03
Issuer: OPORTUN FINANCIAL CORP (OPRT)
Original Submission Date:

Reporting Person:

JENKINS MATTHEW WAYNE
OPORTUN FINANCIAL CORPORATION
2 CIRCLE STAR WAY SAN CARLOS, CA 94070

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-03-03 M 5,950 a $0.00 170,712 direct
COMMON STOCK 2023-03-03 F 1,765 d $6.00 168,947 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2023-03-03 deemed execution date M 5,950 (d) common stock 5,950 $0.00 0 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents the right to receive at settlement, one share of common stock.
f2 no shares were sold - these shares were withheld by the issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.
f3 the restricted stock units fully vested on march 3, 2023.
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