Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-23-029734
Date:2023-03-03
Issuer: ASHFORD INC. (AINC)
Original Submission Date:

Reporting Person:

ROSE ALEX
14185 DALLAS PARKWAY
SUITE 1200 DALLAS, TX 75254

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-03-03 A 12,867 a $0.00 19,805 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reporting person received the shares pursuant to a stock grant from the issuer under the issuer's 2014 incentive plan. such shares vest in three (3) substantially equal installments on the first three (3) anniversaries following the date of grant.
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