Accession Number: | 0001771364-23-000004 |
Date: | 2023-03-05 |
Issuer: | TESLA, INC. (TSLA) |
Original Submission Date: |
KIRKHORN ZACHARY
C/O TESLA, INC.
1 TESLA ROAD
AUSTIN, TX 78725
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2023-03-05 | M | 645 | a | $0.00 | 197,306 | direct | ||
COMMON STOCK | 2023-03-05 | M | 2,722 | a | $0.00 | 200,028 | direct | ||
COMMON STOCK | 2023-03-05 | M | 13,500 | a | $0.00 | 213,528 | direct | ||
COMMON STOCK | 2023-03-06 | S | 6,706 | d | $195.79 | 206,822 | direct | ||
COMMON STOCK | 2023-03-06 | S | 3,749 | d | $198.39 | 203,073 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNIT | 0.0 | 2023-03-05 | deemed execution date | M | 645 (d) | common stock 645 | $0.00 | 1,944 | direct | |||
RESTRICTED STOCK UNIT | 0.0 | 2023-03-05 | deemed execution date | M | 2,722 (d) | common stock 2,722 | $0.00 | 8,168 | direct | |||
RESTRICTED STOCK UNIT | 0.0 | 2023-03-05 | deemed execution date | M | 13,500 (d) | common stock 13,500 | $0.00 | 13,500 | direct |
ID | footnote |
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f1 | shares of the issuer's common stock were issued to the reporting person upon the vesting of restricted stock units on march 5 2023. |
f2 | pursuant to the issuer's equity plan and policies, these shares of common stock were automatically withheld and sold by the issuer to satisfy the reporting person's tax withholding obligations related to the vesting of restricted stock units reported herein. |
f3 | the sales reported on this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on july 29, 2022. |
f4 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $198.205 to $198.390, inclusive. the reporting person undertakes to provide tesla, inc., any security holder of tesla, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
f5 | 1/20th of the total restricted stock units initially subject to this award vested on march 5, 2019, and 1/20th of the total units initially subject to this award vest every three months thereafter, so that all such shares subject to this award will be fully vested as of december 5, 2023. |
f6 | 1/8th of the total restricted stock units initially subject to this award vested on december 5, 2019, and 1/16th of the total units initially subject to this award vest every quarter thereafter, so that all such shares subject to this award will be fully vested on june 5, 2023. |