Form Type: 4

SEC EDGAR Link
Accession Number:0001593968-23-000441
Date:2023-03-09
Issuer: KARUNA THERAPEUTICS, INC. (KRTX)
Original Submission Date:

Reporting Person:

BRANNAN STEPHEN K.
C/O KARUNA THERAPEUTICS, INC.
99 HIGH STREET, 26TH FLOOR BOSTON, MA 02110

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-03-09 M 5,000 a $5.45 28,650 direct
COMMON STOCK 2023-03-09 S 5,000 d $189.51 23,650 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTION (RIGHT TO BUY) 5.45 2023-03-09 deemed execution date M 5,000 (d) 2027-06-01 common stock 5,000 $5.45 24,677 direct
Footnotes
IDfootnote
f1 the sale reported in this form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on april 8, 2022.
f2 this option vested as to 25% of the shares on the first anniversary of the vesting commencement date of march 1, 2017, with additional vesting as to 12.5% of the shares underlying the option award at the end of each six month period thereafter.
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