Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-23-018210
Date:2023-03-10
Issuer: AFC GAMMA, INC. (AFCG)
Original Submission Date:

Reporting Person:

TANNENBAUM LEONARD M
525 OKEECHOBEE BLVD., SUITE 1650
WEST PALM BEACH, FL 33401

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-03-10 A 25,000 a $12.89 55,000 indirect
COMMON STOCK 2023-03-10 0 $0.00 3,415,063 direct
COMMON STOCK 2023-03-10 0 $0.00 29,690 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this transaction was executed in multiple trades at prices ranging from $12.85 to $12.90; the price reported reflects the weighted average price. the reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the sec staff, the issuer, or a security holder of the issuer.
f2 these shares are held by the leonard m. tannenbaum foundation, for which the reporting person serves as the president. the reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
f3 the reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of section 16 or for any other purpose.
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