Accession Number: | 0000950103-23-004013 |
Date: | 2023-03-09 |
Issuer: | PRECIGEN, INC. (PGEN) |
Original Submission Date: |
MITCHELL DEAN J
20374 SENECA MEADOWS PARKWAY
GERMANTOWN, MD 20876
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2023-03-09 | A | 48,290 | a | $1.17 | 331,836 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2023-03-09 | deemed execution date | A | 106,837 (a) | common stock 106,837 | $0.00 | 106,837 | direct | |||
OPTION TO PURCHASE COMMON STOCK (RIGHT TO BUY) | 1.17 | 2023-03-09 | deemed execution date | A | 125,489 (a) | 2023-03-09 | 2033-03-09 | common stock 125,489 | $1.17 | 125,489 | direct |
ID | footnote |
---|---|
f1 | the shares were issued to the reporting person in lieu of an annual retainer of $56,500. |
f2 | each restricted stock unit ('rsu") represents a contingent right to receive one share of precigen common stock. |
f3 | the rsus vest in full on march 9, 2024. |