Form Type: 4

SEC EDGAR Link
Accession Number:0000950103-23-004013
Date:2023-03-09
Issuer: PRECIGEN, INC. (PGEN)
Original Submission Date:

Reporting Person:

MITCHELL DEAN J
20374 SENECA MEADOWS PARKWAY
GERMANTOWN, MD 20876

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-03-09 A 48,290 a $1.17 331,836 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2023-03-09 deemed execution date A 106,837 (a) common stock 106,837 $0.00 106,837 direct
OPTION TO PURCHASE COMMON STOCK (RIGHT TO BUY) 1.17 2023-03-09 deemed execution date A 125,489 (a) 2023-03-09 2033-03-09 common stock 125,489 $1.17 125,489 direct
Footnotes
IDfootnote
f1 the shares were issued to the reporting person in lieu of an annual retainer of $56,500.
f2 each restricted stock unit ('rsu") represents a contingent right to receive one share of precigen common stock.
f3 the rsus vest in full on march 9, 2024.
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