Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-23-018290
Date:2023-03-09
Issuer: AQUABOUNTY TECHNOLOGIES, INC. (AQB)
Original Submission Date:

Reporting Person:

ROJAS ALEJANDRO
C/O AQUABOUNTY TECHNOLOGIES, INC.
2 MILL & MAIN PLACE, SUITE 395 MAYNARD, MA 01754

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-03-09 A 43,130 a $0.00 65,064 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 award of restricted stock granted on 3/09/2023 pursuant to the aquabounty technologies, inc. 2016 equity incentive plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant
f2 in prior filings, the reporting person inadvertently presented holdings on separate lines, which was not required. this presentation corrects the error.
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