Accession Number: | 0001209191-23-018290 |
Date: | 2023-03-09 |
Issuer: | AQUABOUNTY TECHNOLOGIES, INC. (AQB) |
Original Submission Date: |
ROJAS ALEJANDRO
C/O AQUABOUNTY TECHNOLOGIES, INC.
2 MILL & MAIN PLACE, SUITE 395
MAYNARD, MA 01754
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2023-03-09 | A | 43,130 | a | $0.00 | 65,064 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | award of restricted stock granted on 3/09/2023 pursuant to the aquabounty technologies, inc. 2016 equity incentive plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant |
f2 | in prior filings, the reporting person inadvertently presented holdings on separate lines, which was not required. this presentation corrects the error. |