Accession Number: | 0001538716-23-000049 |
Date: | 2023-03-10 |
Issuer: | OPORTUN FINANCIAL CORP (OPRT) |
Original Submission Date: |
VAZQUEZ RAUL
OPORTUN FINANCIAL CORPORATION
2 CIRCLE STAR WAY
SAN CARLOS, CA 94070
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2023-03-10 | M | 23,026 | a | $0.00 | 988,463 | direct | ||
COMMON STOCK | 2023-03-10 | F | 7,963 | d | $4.32 | 980,500 | direct | ||
COMMON STOCK | 2023-03-10 | F | 3,559 | d | $4.32 | 976,941 | direct | ||
COMMON STOCK | 2023-03-10 | F | 17,114 | d | $4.32 | 959,827 | direct | ||
COMMON STOCK | 2023-03-10 | 0 | $0.00 | 233,709 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESRICTED STOCK UNITS | 0.0 | 2023-03-10 | deemed execution date | M | 23,026 (d) | common stock 23,026 | $0.00 | 23,027 | direct |
ID | footnote |
---|---|
f1 | each restricted stock unit represents the right to receive, at settlement, one share of common stock. |
f2 | no shares were sold - these shares were withheld by the issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
f3 | these shares are held in a family trust for which the reporting person is the trustee. |
f4 | the restricted stock units vest over four years from march 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the reporting person remains in continuous service to the issuer on each vesting date. |