Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-23-018584
Date:2023-03-11
Issuer: ITERUM THERAPEUTICS PLC (ITRM)
Original Submission Date:

Reporting Person:

FISHMAN COREY N.
C/O ITERUM THERAPEUTICS PLC
FITZWILLIAM COURT, FL. 1, LEESON CLOSE DUBLIN 2, L2

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ORDINARY SHARES 2023-03-11 A 14,333 a $0.00 50,132 direct
ORDINARY SHARES 2023-03-11 F 5,683 d $0.96 44,449 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED SHARE UNITS 0.0 2023-03-11 deemed execution date M 14,333 (d) ordinary shares 14,333 $0.00 0 direct
Footnotes
IDfootnote
f1 restricted share units ("rsus") converted into ordinary shares on a one-for-one basis upon vesting of the rsus.
f2 on august 17, 2022 the issuer effected a 1 for 15 reverse share split (the "reverse share split"). the number of ordinary shares reported in this form 4 have been adjusted to reflect the reverse share split.
f3 represents the ordinary shares withheld to satisfy tax obligations arising out of vesting of a portion of previously granted rsus.
f4 on march 11, 2021, the reporting person was granted an award of 28,666 rsus, 50% of which vested on march 11, 2022, with the remaining 50% having vested on march 11, 2023.
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