Accession Number: | 0001209191-23-018584 |
Date: | 2023-03-11 |
Issuer: | ITERUM THERAPEUTICS PLC (ITRM) |
Original Submission Date: |
FISHMAN COREY N.
C/O ITERUM THERAPEUTICS PLC
FITZWILLIAM COURT, FL. 1, LEESON CLOSE
DUBLIN 2, L2
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
ORDINARY SHARES | 2023-03-11 | A | 14,333 | a | $0.00 | 50,132 | direct | ||
ORDINARY SHARES | 2023-03-11 | F | 5,683 | d | $0.96 | 44,449 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED SHARE UNITS | 0.0 | 2023-03-11 | deemed execution date | M | 14,333 (d) | ordinary shares 14,333 | $0.00 | 0 | direct |
ID | footnote |
---|---|
f1 | restricted share units ("rsus") converted into ordinary shares on a one-for-one basis upon vesting of the rsus. |
f2 | on august 17, 2022 the issuer effected a 1 for 15 reverse share split (the "reverse share split"). the number of ordinary shares reported in this form 4 have been adjusted to reflect the reverse share split. |
f3 | represents the ordinary shares withheld to satisfy tax obligations arising out of vesting of a portion of previously granted rsus. |
f4 | on march 11, 2021, the reporting person was granted an award of 28,666 rsus, 50% of which vested on march 11, 2022, with the remaining 50% having vested on march 11, 2023. |