Accession Number: | 0001209191-23-018684 |
Date: | 2023-03-12 |
Issuer: | CERUS CORP (CERS) |
Original Submission Date: |
MENARD CHRYSTAL
C/O CERUS CORPORATION
1220 CONCORD AVE SUITE 600
CONCORD, CA 94520
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2023-03-12 | M | 23,460 | a | $0.00 | 348,331 | direct | ||
COMMON STOCK | 2023-03-13 | S | 9,710 | d | $2.80 | 338,621 | direct | ||
COMMON STOCK | 2023-03-12 | M | 16,667 | a | $0.00 | 355,288 | direct | ||
COMMON STOCK | 2023-03-13 | S | 5,758 | d | $2.80 | 349,530 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNIT | 0.0 | 2023-03-12 | deemed execution date | M | 23,460 (d) | common stock 23,460 | $0.00 | 0 | direct | |||
RESTRICTED STOCK UNIT | 0.0 | 2023-03-12 | deemed execution date | M | 16,667 (d) | common stock 16,667 | $0.00 | 16,666 | direct |
ID | footnote |
---|---|
f1 | each restricted stock unit represents a contingent right to receive one (1) share of cerus common stock. |
f2 | represents shares sold pursuant to an instruction intended to comply with the requirements of rule 10b5-1 that was elected by the reporting person on the date of grant to cover statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of the restricted stock units listed in table ii and does not represent a discretionary sale by the reporting person. |
f3 | the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $2.74 to $3.03 per share, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth. |
f4 | the restricted stock unit vests 33% on march 12, 2021, 33% on march 12, 2022 and 34% on march 12, 2023. |
f5 | not applicable. |
f6 | the restricted stock unit vests in three equal annual installments beginning on march 12, 2022. |