Accession Number: | 0001209191-23-018885 |
Date: | 2023-03-14 |
Issuer: | GRAYBUG VISION, INC. (GRAY) |
Original Submission Date: |
BREUIL ROBERT S
C/O GRAYBUG VISION, INC.
274 REDWOOD SHORES PARKWAY, PO BOX 144
REDWOOD CITY, CA 94065
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2023-03-14 | M | 5,000 | a | $0.00 | 163,849 | direct | ||
COMMON STOCK | 2023-03-14 | F | 1,730 | d | $0.58 | 162,119 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2023-03-14 | deemed execution date | M | 5,000 (d) | common stock 5,000 | $0.00 | 30,000 | direct |
ID | footnote |
---|---|
f1 | each restricted stock unit ("rsu") represents a contingent right to receive one share of the issuer's common stock. |
f2 | the rsus vested as to 1/4 of the total shares on september 4, 2021, and 1/12 of the remaining shares shall vest quarterly thereafter such that the rsus shall be fully vested on september 4, 2024, subject to the continued service of the reporting person to the issuer through each vesting date. |
f3 | the rsus do not expire; they either vest or are canceled prior to vest date. |