Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-23-018885
Date:2023-03-14
Issuer: GRAYBUG VISION, INC. (GRAY)
Original Submission Date:

Reporting Person:

BREUIL ROBERT S
C/O GRAYBUG VISION, INC.
274 REDWOOD SHORES PARKWAY, PO BOX 144 REDWOOD CITY, CA 94065

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-03-14 M 5,000 a $0.00 163,849 direct
COMMON STOCK 2023-03-14 F 1,730 d $0.58 162,119 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2023-03-14 deemed execution date M 5,000 (d) common stock 5,000 $0.00 30,000 direct
Footnotes
IDfootnote
f1 each restricted stock unit ("rsu") represents a contingent right to receive one share of the issuer's common stock.
f2 the rsus vested as to 1/4 of the total shares on september 4, 2021, and 1/12 of the remaining shares shall vest quarterly thereafter such that the rsus shall be fully vested on september 4, 2024, subject to the continued service of the reporting person to the issuer through each vesting date.
f3 the rsus do not expire; they either vest or are canceled prior to vest date.
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