Form Type: 4

SEC EDGAR Link
Accession Number:0000883237-23-000027
Date:2023-03-13
Issuer: VIRTUS INVESTMENT PARTNERS, INC. (VRTS)
Original Submission Date:

Reporting Person:

MANDINACH BARRY M.
C/O VIRTUS INVESTMENT PARTNERS
ONE FINANCIAL PLAZA HARTFORD, CT 06103

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-03-13 A 4,946 a $0.00 20,846 direct
COMMON STOCK 2023-03-13 F 2,292 d $173.07 18,554 direct
COMMON STOCK 2023-03-13 F 524 d $173.07 18,030 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 these shares comprise an award of restricted stock units ("rsus") granted to the reporting person pursuant to the company's 2020 long term incentive plan, subject to a time and performance condition which has been satisfied.
f2 exempt disposition to the issuer under rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of rsus and settled with shares by the reporting person.
f3 exempt disposition to the issuer under rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of rsus previously reported, and settled with shares by the reporting person.
f4 this number includes (i) 824 rsus that are scheduled to vest on march 15, 2023, (ii) 825 rsus that are scheduled to vest on march 15, 2024 and (iii) 459 rsus scheduled to vest on march 15, 2025.
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