Form Type: 4

SEC EDGAR Link
Accession Number:0001062993-23-006992
Date:2023-03-15
Issuer: ALBANY INTERNATIONAL CORP /DE/ (AIN)
Original Submission Date:

Reporting Person:

GAUG JOSEPH M
C/O ALBANY INTERNATIONAL CORP.
216 AIRPORT DRIVE ROCHESTER, NH 03867

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2023-03-15 I 1,136 d $96.33 0 indirect
CLASS A COMMON STOCK 2023-03-15 0 $0.00 3,358 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PHANTOM STOCK UNITS 0.0 deemed execution date 0 ( ) 2020-03-01 class a common stock 462 $0.00 462 direct
PHANTOM STOCK UNITS 0.0 deemed execution date 0 ( ) 2021-03-01 class a common stock 926 $0.00 926 direct
RESTRICTED STOCK UNITS 0.0 deemed execution date 0 ( ) 2022-02-19 class a common stock 575 $0.00 575 direct
RESTRICTED STOCK UNITS 0.0 deemed execution date 0 ( ) 2023-03-01 class a common stock 1,282 $0.00 1,282 direct
RESTRICTED STOCK UNITS 0.0 deemed execution date 0 ( ) 2024-03-01 class a common stock 2,122 $0.00 2,122 direct
Footnotes
IDfootnote
f1 involuntary, mandatory exchange initiated by 401(k) plan recordkeeper due to closure of albany stock fund to all 401(k) plan participants.
f2 phantom stock units granted on february 20, 2020 pursuant to the phantom stock unit plan. each phantom stock unit entitles the holder to receive the cash equivalent of one share of class a common stock at the time of vesting.
f3 461 phantom stock units will be settled and payable each year on or about march 1, beginning march 1, 2020.
f4 phantom stock units granted on february 18, 2021 pursuant to the phantom stock unit plan. each phantom stock unit entitles the holder to receive the cash equivalent of one share of class a common stock at the time of vesting.
f5 463 phantom stock units will be settled and payable each year on or about march 1, beginning march 1, 2021.
f6 restricted stock units granted february 19, 2021 pursuant to the albany international corp. 2017 incentive plan. each restricted stock unit entitles the holder to receive one share of class a common stock at the time of vesting.
f7 576 restricted stock units vest on february 19, 2022; 576 restricted stock units vest on february 19, 2023; and 575 restricted stock units vest on february 19, 2024.
f8 restricted stock units granted february 25, 2022 pursuant to the albany international corp. 2017 incentive plan. each restricted stock unit entitles the holder to receive one share of class a common stock at the time of vesting.
f9 641 restricted stock units vest on march 1, 2023; 641 restricted stock units vest on march 1, 2024; and 641 restricted stock units vest on march 1, 2025.
f10 restricted stock units granted february 24, 2023 pursuant to the albany international corp. 2017 incentive plan. each restricted stock unit entitles the holder to receive one share of class a common stock at the time of vesting.
f11 708 restricted stock units vest on march 1, 2024;707 restricted stock units vest on march 1, 2025; and 707 restricted stock units vest on march 1, 2026.
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