Form Type: 4

SEC EDGAR Link
Accession Number:0001415889-23-005036
Date:2023-03-14
Issuer: SKYWATER TECHNOLOGY, INC (SKYT)
Original Submission Date:

Reporting Person:

UNTERSEHER LOREN A
4450 EXCELSIOR BLVD
SUITE 440 MINNEAPOLIS, MN 55416

Reporting Person:

CMI OXBOW PARTNERS, LLC
4450 EXCELSIOR BOULEVARD
SUITE 440 MINNEAPOLIS, MN 55416

Reporting Person:

OXBOW INDUSTRIES, LLC
4450 EXCELSIOR BOULEVARD
SUITE 440 MINNEAPOLIS, MN 55416

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-03-14 S 41,337 d $12.53 20,260,289 direct
COMMON STOCK 2023-03-15 S 300,000 d $11.45 19,960,289 direct
COMMON STOCK 2023-03-16 S 200,000 d $11.69 19,760,289 direct
COMMON STOCK 2023-03-14 0 $0.00 22,090 direct
COMMON STOCK 2023-03-14 0 $0.00 1,468 indirect
COMMON STOCK 2023-03-14 0 $0.00 5,910 indirect
COMMON STOCK 2023-03-14 0 $0.00 370 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 reflects the weighted average price of 41,337 shares of common stock of skywater technology, inc. sold in multiple transactions on march 14, 2023 with sale prices ranging from $12.18 to $13.10 per share. the reporting person undertakes to provide upon request by the u.s. securities and exchange commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
f2 reflects the weighted average price of 300,000 shares of common stock of skywater technology, inc. sold in multiple transactions on march 15, 2023 with sale prices ranging from $11.30 to $12.00 per share. the reporting person undertakes to provide upon request by the u.s. securities and exchange commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
f3 reflects the weighted average price of 200,000 shares of common stock of skywater technology, inc. sold in multiple transactions on march 16, 2023 with sale prices ranging from $11.50 to $12.06 per share. the reporting person undertakes to provide upon request by the u.s. securities and exchange commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
f4 shares owned directly by mr. unterseher.
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