Accession Number: | 0001415889-23-005036 |
Date: | 2023-03-14 |
Issuer: | SKYWATER TECHNOLOGY, INC (SKYT) |
Original Submission Date: |
UNTERSEHER LOREN A
4450 EXCELSIOR BLVD
SUITE 440
MINNEAPOLIS, MN 55416
CMI OXBOW PARTNERS, LLC
4450 EXCELSIOR BOULEVARD
SUITE 440
MINNEAPOLIS, MN 55416
OXBOW INDUSTRIES, LLC
4450 EXCELSIOR BOULEVARD
SUITE 440
MINNEAPOLIS, MN 55416
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2023-03-14 | S | 41,337 | d | $12.53 | 20,260,289 | direct | ||
COMMON STOCK | 2023-03-15 | S | 300,000 | d | $11.45 | 19,960,289 | direct | ||
COMMON STOCK | 2023-03-16 | S | 200,000 | d | $11.69 | 19,760,289 | direct | ||
COMMON STOCK | 2023-03-14 | 0 | $0.00 | 22,090 | direct | ||||
COMMON STOCK | 2023-03-14 | 0 | $0.00 | 1,468 | indirect | ||||
COMMON STOCK | 2023-03-14 | 0 | $0.00 | 5,910 | indirect | ||||
COMMON STOCK | 2023-03-14 | 0 | $0.00 | 370 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | reflects the weighted average price of 41,337 shares of common stock of skywater technology, inc. sold in multiple transactions on march 14, 2023 with sale prices ranging from $12.18 to $13.10 per share. the reporting person undertakes to provide upon request by the u.s. securities and exchange commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
f2 | reflects the weighted average price of 300,000 shares of common stock of skywater technology, inc. sold in multiple transactions on march 15, 2023 with sale prices ranging from $11.30 to $12.00 per share. the reporting person undertakes to provide upon request by the u.s. securities and exchange commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
f3 | reflects the weighted average price of 200,000 shares of common stock of skywater technology, inc. sold in multiple transactions on march 16, 2023 with sale prices ranging from $11.50 to $12.06 per share. the reporting person undertakes to provide upon request by the u.s. securities and exchange commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price |
f4 | shares owned directly by mr. unterseher. |