Form Type: 4

SEC EDGAR Link
Accession Number:0001062993-23-007187
Date:2023-03-15
Issuer: DELL TECHNOLOGIES INC. (DELL)
Original Submission Date:

Reporting Person:

CLARKE JEFFREY W
ONE DELL WAY
ROUND ROCK, TX 78682

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS C COMMON STOCK 2023-03-15 A 87,977 a $0.00 804,158 direct
CLASS C COMMON STOCK 2023-03-15 A 319,914 a $0.00 1,124,072 direct
CLASS C COMMON STOCK 2023-03-15 F 36,465 d $37.55 1,087,607 direct
CLASS C COMMON STOCK 2023-03-15 A 347,651 a $0.00 1,435,258 direct
CLASS C COMMON STOCK 2023-03-15 0 $0.00 100,000 indirect
CLASS C COMMON STOCK 2023-03-15 0 $0.00 100,000 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents a grant of 87,977 restricted stock units ("rsus"). the rsus vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date.
f2 the amount of securities shown as beneficial owned following the reported transaction includes 944 shares of class c common stock acquired in multiple small transactions, substantially all of which were in 2021, by the reporting person's financial advisor for the reporting person's account. the reporting person only recently became aware of the purchases.
f3 represents a grant of 319,914 rsus. the rsus vest 20% on the first anniversary, 30% on the second anniversary and 50% on the third anniversary of the grant date contingent on the reporting person's continued service on each applicable vesting date.
f4 represents shares withheld by the issuer for payment of the tax liability incurred upon the partial vesting of rsus granted on march 15, 2020, march 15, 2021 and march 15, 2022.
f5 represents 566,723 shares certified as earned with respect to an award of performance-based rsus granted on march 15, 2020, net of 219,072 shares withheld by the issuer for payment of the tax liability incurred on vesting of such shares. vesting of the performance-based rsus occurred simultaneously with their certification.
f6 held by two family trusts of which the reporting person and his spouse serve as co-managing trustees.

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