Accession Number: | 0001062993-23-007193 |
Date: | 2023-03-15 |
Issuer: | DELL TECHNOLOGIES INC. (DELL) |
Original Submission Date: |
WHITTEN ANTHONY CHARLES
ONE DELL WAY
ROUND ROCK, TX 78682
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS C COMMON STOCK | 2023-03-15 | A | 87,977 | a | $0.00 | 862,329 | direct | ||
CLASS C COMMON STOCK | 2023-03-15 | F | 5,139 | d | $37.55 | 857,190 | direct | ||
CLASS C COMMON STOCK | 2023-03-16 | S | 15,983 | d | $36.49 | 841,207 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | represents a grant of 87,977 restricted stock units ("rsus"). the rsus vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date. |
f2 | represents shares withheld by the issuer for payment of the tax liability incurred upon the partial vesting of rsus granted on march 15, 2022. |
f3 | this transaction was effected pursuant to a rule 10b5-1 trading plan. |