Form Type: 4

SEC EDGAR Link
Accession Number:0001062993-23-007193
Date:2023-03-15
Issuer: DELL TECHNOLOGIES INC. (DELL)
Original Submission Date:

Reporting Person:

WHITTEN ANTHONY CHARLES
ONE DELL WAY
ROUND ROCK, TX 78682

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS C COMMON STOCK 2023-03-15 A 87,977 a $0.00 862,329 direct
CLASS C COMMON STOCK 2023-03-15 F 5,139 d $37.55 857,190 direct
CLASS C COMMON STOCK 2023-03-16 S 15,983 d $36.49 841,207 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents a grant of 87,977 restricted stock units ("rsus"). the rsus vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date.
f2 represents shares withheld by the issuer for payment of the tax liability incurred upon the partial vesting of rsus granted on march 15, 2022.
f3 this transaction was effected pursuant to a rule 10b5-1 trading plan.
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