Form Type: 4

SEC EDGAR Link
Accession Number:0001538716-23-000051
Date:2023-03-16
Issuer: OPORTUN FINANCIAL CORP (OPRT)
Original Submission Date:

Reporting Person:

COBLENTZ JONATHAN AARON
OPORTUN FINANCIAL CORPORATION
2 CIRCLE STAR WAY SAN CARLOS, CA 94070

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-03-16 P 10,000 a $2.63 105,939 direct
COMMON STOCK 2023-03-17 P 50,000 a $3.10 155,939 direct
COMMON STOCK 2023-03-20 P 40,000 a $3.62 195,939 direct
COMMON STOCK 2023-03-16 0 $0.00 272,780 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 weighted average price. these shares were purchased in multiple transactions at prices ranging from $2.625 to $2.635 per share, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or to the staff of the securities and exchange commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
f2 weighted average price. these shares were purchased in multiple transactions at prices ranging from $2.785 to $3.425 per share, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or to the staff of the securities and exchange commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
f3 weighted average price. these shares were purchased in multiple transactions at prices ranging from $3.53 to $3.75 per share, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or to the staff of the securities and exchange commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
f4 these shares are held in the jonathan a. coblentz revocable trust u/a/d 3/31/2017 for which the reporting person is the trustee.
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