Form Type: 4

SEC EDGAR Link
Accession Number:0001529274-23-000058
Date:2023-03-16
Issuer: ALKAMI TECHNOLOGY, INC. (ALKT)
Original Submission Date:

Reporting Person:

BOHANON STEPHEN
C/O ALKAMI TECHNOLOGY, INC.
5601 GRANITE PARKWAY, SUITE 120 PLANO, TX 75024

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-03-16 S 8,741 d $12.62 537,100 direct
COMMON STOCK 2023-03-16 M 16,400 a $0.92 553,500 direct
COMMON STOCK 2023-03-16 S 16,400 d $12.61 537,100 direct
COMMON STOCK 2023-03-17 S 9,627 d $12.23 527,473 direct
COMMON STOCK 2023-03-17 M 16,933 a $0.92 544,406 direct
COMMON STOCK 2023-03-17 S 16,933 d $12.23 527,473 direct
COMMON STOCK 2023-03-17 M 51,590 a $3.32 579,063 direct
COMMON STOCK 2023-03-17 S 51,590 d $12.24 527,473 direct
COMMON STOCK 2023-03-17 M 26,754 a $3.32 554,227 direct
COMMON STOCK 2023-03-17 S 26,754 d $12.25 527,473 direct
COMMON STOCK 2023-03-16 0 $0.00 718,673 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 0.92 2023-03-16 deemed execution date M 16,400 (d) 2027-11-02 common stock 16,400 $0.92 16,933 direct
STOCK OPTION (RIGHT TO BUY) 0.92 2023-03-17 deemed execution date M 16,933 (d) 2027-11-02 common stock 16,933 $0.92 0 direct
STOCK OPTION (RIGHT TO BUY) 3.32 2023-03-17 deemed execution date M 51,590 (d) 2030-02-20 common stock 51,590 $3.32 16,010 direct
STOCK OPTION (RIGHT TO BUY) 3.32 2023-03-16 deemed execution date M 26,754 (d) 2030-03-13 common stock 26,754 $3.32 14,271 direct
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transaction of prices ranging from $12.60 to $12.69. the reporting person undertakes to provide the issuer, any securityholder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f2 the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $12.20 to $12.275, inclusive. the reporting person undertakes to provide the issuer, any securityholder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transaction of prices ranging from $12.20 to $12.27. the reporting person undertakes to provide the issuer, any securityholder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f4 the price reported in column 4 is a weighted average price. these shares were sold in multiple transaction of prices ranging from $12.20 to $12.36. the reporting person undertakes to provide the issuer, any securityholder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f5 the price reported in column 4 is a weighted average price. these shares were sold in multiple transaction of prices ranging from $12.20 to $12.27. the reporting person undertakes to provide the issuer, any securityholder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f6 includes: (1) 339,116 shares held of record by botech trust, of which the reporting person is trustee, 339,116 shares held of record by kbcouture trust, of which the reporting person's spouse is trustee, and 40,441 shares held of record by bohanon consulting, of which the reporting person is an officer and director.
f7 the options are fully vested and exercisable.

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