Form Type: 4

SEC EDGAR Link
Accession Number:0001653247-23-000018
Date:2023-03-21
Issuer: WAITR HOLDINGS INC. (ASAP)
Original Submission Date:

Reporting Person:

YEGHYAZARIANS ARMEN
C/O WAITR HOLDINGS INC.
214 JEFFERSON STREET, SUITE 200 LAFAYETTE, LA 70501

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-03-21 M 1,666 a $0.00 2,832 direct
COMMON STOCK 2023-03-21 F 619 d $0.00 2,213 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS (RSUS) - 032122 0.0 2023-03-21 deemed execution date M 1,666 (d) common stock 1,666 $0.00 3,334 direct
RESTRICTED STOCK UNITS (RSUS) - 092221 0.0 deemed execution date 0 ( ) common stock 3,333 $0.00 3,333 direct
Footnotes
IDfootnote
f1 on november 22, 2022, the issuer effected a one-for-twenty reverse stock split (the "reverse stock split") of all of its issued and outstanding shares of common stock ("common stock"), which resulted in the reporting person's ownership of issued and outstanding common stock being reduced from 23,316 shares of common stock to 1,166 shares of common stock.
f2 the reverse stock split also impacted outstanding derivative securities issued pursuant to the issuer's 2018 amended and restated omnibus incentive plan, which resulted in the reporting person's ownership of derivative securities being reduced accordingly.
f3 each rsu represents a contingent right to receive one share of the issuer's common stock or an equivalent amount in cash (or partly in cash and partly in shares). one-third of the grant of 5,000 rsus (as adjusted for the reverse stock split) shall vest each year over the course of three years, pursuant to the restricted stock unit award agreement entered into by the reporting person as of march 21, 2022, beginning on the first anniversary of such date and continuing thereafter, subject to the reporting person's continued employment with the issuer through the applicable vesting date, provided that the rsus shall fully vest in the event of a change in control (as defined in the waitr holdings inc. amended and restated 2018 omnibus incentive plan).
f4 each rsu represents a contingent right to receive one share of the issuer's common stock or an equivalent amount in cash (or partly in cash and partly in shares). one-third of the grant of 5,000 rsus (as adjusted for the reverse stock split) shall vest each year over the course of three years, pursuant to the restricted stock unit award agreement entered into by the reporting person as of september 22, 2021 (the grant date), beginning on september 2, 2022 and continuing thereafter, subject to the reporting person's continued employment with the issuer through the applicable vesting date, provided that the rsus shall fully vest in the event of a change in control (as defined in the waitr holdings inc. amended and restated 2018 omnibus incentive plan).
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