Form Type: 4

SEC EDGAR Link
Accession Number:0001494731-23-000001
Date:2023-04-03
Issuer: TESLA, INC. (TSLA)
Original Submission Date:

Reporting Person:

MUSK KIMBAL
C/O TESLA, INC.
1 TESLA ROAD AUSTIN, TX 78725

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-04-03 M 100,000 a $24.73 1,708,720 direct
COMMON STOCK 2023-04-03 S 8,046 d $192.78 1,700,674 direct
COMMON STOCK 2023-04-03 S 15,186 d $193.92 1,685,488 direct
COMMON STOCK 2023-04-03 S 37,909 d $194.74 1,647,579 direct
COMMON STOCK 2023-04-03 S 7,410 d $195.64 1,640,169 direct
COMMON STOCK 2023-04-03 S 9,982 d $196.83 1,630,187 direct
COMMON STOCK 2023-04-03 S 9,588 d $197.91 1,620,599 direct
COMMON STOCK 2023-04-03 S 600 d $198.73 1,619,999 direct
COMMON STOCK 2023-04-03 S 5,800 d $200.11 1,614,199 direct
COMMON STOCK 2023-04-03 S 3,379 d $200.99 1,610,820 direct
COMMON STOCK 2023-04-03 S 2,000 d $201.93 1,608,820 direct
COMMON STOCK 2023-04-03 S 100 d $202.64 1,608,720 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 24.73 2023-04-03 deemed execution date M 100,000 (d) 2025-06-18 common stock 100,000 $24.73 341,750 direct
Footnotes
IDfootnote
f1 the transactions reported on this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on december 8, 2022.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $192.280 to $193.270, inclusive. the reporting person undertakes to provide tesla, inc., any security holder of tesla, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $193.290 to $194.280, inclusive. the reporting person undertakes to provide tesla, inc., any security holder of tesla, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f4 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $194.290 to $195.280, inclusive. the reporting person undertakes to provide tesla, inc., any security holder of tesla, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f5 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $195.290 to $196.270, inclusive. the reporting person undertakes to provide tesla, inc., any security holder of tesla, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f6 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $196.310 to $197.280, inclusive. the reporting person undertakes to provide tesla, inc., any security holder of tesla, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f7 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $197.390 to $198.340, inclusive. the reporting person undertakes to provide tesla, inc., any security holder of tesla, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f8 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $198.400 to $199.210, inclusive. the reporting person undertakes to provide tesla, inc., any security holder of tesla, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f9 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $199.530 to $200.520, inclusive. the reporting person undertakes to provide tesla, inc., any security holder of tesla, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f10 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $200.570 to $201.480, inclusive. the reporting person undertakes to provide tesla, inc., any security holder of tesla, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f11 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $201.630 to $202.520, inclusive. the reporting person undertakes to provide tesla, inc., any security holder of tesla, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f12 this stock option award is a triennial equity award granted pursuant to the issuer's 2010 equity incentive plan and outside director compensation policy. 1/36th of the shares granted become vested and exercisable as of each monthly anniversary following june 18, 2018, such that all shares subject to the option were fully vested and exercisable by june 18, 2021.

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