Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-23-012862
Date:2023-04-10
Issuer: PETCO HEALTH & WELLNESS COMPANY, INC. (WOOF)
Original Submission Date:

Reporting Person:

HEFFELFINGER JASON
C/O PETCO HEALTH AND WELLNESS COMPANY,
INC., 10850 VIA FRONTERA SAN DIEGO, CA 92127

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2023-04-10 A 57,948 a $0.00 198,677 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents 57,948 restricted stock units ("rsus") granted under the petco health and wellness company, inc. 2021 equity incentive plan (the "2021 plan"). each rsu represents the right to receive one share of class a common stock of the issuer. the rsus vest in the following installments: (i) 34% on the first anniversary of 04/10/2023 (the "grant date"); (ii) 16.5% on the date that is 18 months following the grant date; (iii) 16.5% on the second anniversary of the grant date; (iv) 16.5% on the date that is 30 months following the grant date; and (v) 16.5% on the third anniversary of the grant date.
f2 includes 110,167 outstanding rsus granted under the 2021 plan. each rsu represents the right to receive one share of class a common stock of the issuer.
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