Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-23-012940
Date:2023-04-12
Issuer: GINKGO BIOWORKS HOLDINGS, INC. (DNA)
Original Submission Date:

Reporting Person:

SHETTY RESHMA P.
C/O GINKGO BIOWORKS HOLDINGS
27 DRYDOCK AVENUE BOSTON, MA 02210

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2023-04-12 S 37,650 d $1.31 13,729,954 direct
CLASS A COMMON STOCK 2023-04-13 S 37,650 d $1.33 13,729,944 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the shares were sold pursuant to a sales plan adopted by the reporting person or the reporting person's spouse and intended to comply with rule 10b5-1 under the securities exchange act of 1934.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $1.27 to $1.40, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $1.295 to $1.345, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
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