Accession Number: | 0001929354-23-000003 |
Date: | 2023-04-17 |
Issuer: | AVALO THERAPEUTICS, INC. (AVTX) |
Original Submission Date: |
CAISSA CAPITAL MANAGEMENT LTD.
PALM GROVE HOUSE
WICKHAMS CAY 1 ROAD TOWN
TORTOLA, D8 VG1110
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2023-04-17 | P | 15,000 | a | $2.96 | 1,282,700 | indirect | ||
COMMON STOCK | 2023-04-18 | P | 10,000 | a | $2.94 | 1,292,700 | indirect | ||
COMMON STOCK | 2023-04-17 | 0 | $0.00 | 182,300 f4 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | shares held by caissa capital management ltd, a british virgin islands company controlled by mr. golestaneh |
f2 | the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $2.60 to $3.09, inclusive. |
f3 | the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $2.82 to $3.01, inclusive. |
f4 | these shares are directly owned by mr. golestaneh in his personal capacity. |