Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-23-013488
Date:2023-04-21
Issuer: CARNIVAL CORP (CCL)
Original Submission Date:

Reporting Person:

MIGUEZ ENRIQUE
CARNIVAL CORPORATION
3655 N.W. 87TH AVENUE MIAMI, FL 33178

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-04-21 A 15,991 a $0.00 93,761 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 grant of time vested restricted stock units ("rsus") made pursuant to the carnival corporation 2020 stock plan. each rsu represents a hypothetical interest in one share of carnival corporation common stock. the rsus will vest on a 3-year pro-rata basis in february 2024, 2025 and 2026. the rsus will accumulate dividend equivalents and may only be settled in shares.
f2 the grant was approved by the compensation committees as a total value to be received in the form of rsus. the compensation committees also approved that the number of rsus were determined by dividing the grant value by the closing price of a share of carnival corporation common stock on date of grant.
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