Accession Number: | 0001209191-23-025514 |
Date: | 2023-04-22 |
Issuer: | SUNOPTA INC. (STKL) |
Original Submission Date: |
BARNETT JILL
SUNOPTA INC.,
7078 SHADY OAK ROAD
EDEN PRAIRIE, MN 55344
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON SHARES | 2023-04-22 | M | 20,000 | a | $0.00 | 161,519 | direct | ||
COMMON SHARES | 2023-04-22 | F | 9,840 | d | $8.14 | 151,679 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2023-04-22 | deemed execution date | M | 20,000 (d) | common shares 20,000 | $0.00 | 0 | direct |
ID | footnote |
---|---|
f1 | each restricted stock unit represents a contingent right to receive one share of stkl common stock. |
f2 | this line item reflects the deemed disposition of shares withheld by the company to satisfy income tax withholding requirements in connection with the vesting of the rsus. |
f3 | the restricted stock units vest in three equal annual installments beginning on april 22, 2021 subject to the continued employment of the reporting person through each such vesting date. |
f4 | the restricted stock units do not have an expiration date. |