Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-23-025514
Date:2023-04-22
Issuer: SUNOPTA INC. (STKL)
Original Submission Date:

Reporting Person:

BARNETT JILL
SUNOPTA INC.,
7078 SHADY OAK ROAD EDEN PRAIRIE, MN 55344

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES 2023-04-22 M 20,000 a $0.00 161,519 direct
COMMON SHARES 2023-04-22 F 9,840 d $8.14 151,679 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2023-04-22 deemed execution date M 20,000 (d) common shares 20,000 $0.00 0 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive one share of stkl common stock.
f2 this line item reflects the deemed disposition of shares withheld by the company to satisfy income tax withholding requirements in connection with the vesting of the rsus.
f3 the restricted stock units vest in three equal annual installments beginning on april 22, 2021 subject to the continued employment of the reporting person through each such vesting date.
f4 the restricted stock units do not have an expiration date.
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