Form Type: 4

SEC EDGAR Link
Accession Number:0001437749-23-011392
Date:2023-04-25
Issuer: BROADWIND, INC. (BWEN)
Original Submission Date:

Reporting Person:

CICCONE THOMAS A
3240 S. CENTRAL AVENUE
CICERO, IL 60804

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-04-25 F 1,314 d $4.97 40,642 direct
COMMON STOCK 2023-04-25 0 $0.00 9,129 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the company to withhold shares otherwise issuable pursuant to the previously reported grant.
f2 includes (i) 4,841 restricted stock units that vest 2,420 shares on 5/7/23 and 2,421 shares that vest on 5/7/24; (ii) 5,734 restricted stock units that vest on 4/30/23; and (iii) 7,876 restricted stock units that vest 3,938 shares on each of 4/25/24 and 4/25/25.
WhaleWisdom Logo

Elevate your investments