Accession Number: | 0001437749-23-011392 |
Date: | 2023-04-25 |
Issuer: | BROADWIND, INC. (BWEN) |
Original Submission Date: |
CICCONE THOMAS A
3240 S. CENTRAL AVENUE
CICERO, IL 60804
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2023-04-25 | F | 1,314 | d | $4.97 | 40,642 | direct | ||
COMMON STOCK | 2023-04-25 | 0 | $0.00 | 9,129 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the company to withhold shares otherwise issuable pursuant to the previously reported grant. |
f2 | includes (i) 4,841 restricted stock units that vest 2,420 shares on 5/7/23 and 2,421 shares that vest on 5/7/24; (ii) 5,734 restricted stock units that vest on 4/30/23; and (iii) 7,876 restricted stock units that vest 3,938 shares on each of 4/25/24 and 4/25/25. |