Accession Number: | 0001929354-23-000007 |
Date: | 2023-05-04 |
Issuer: | AVALO THERAPEUTICS, INC. (AVTX) |
Original Submission Date: |
CAISSA CAPITAL MANAGEMENT LTD.
PALM GROVE HOUSE
WICKHAMS CAY 1 ROAD TOWN
TORTOLA, D8 VG1110
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2023-05-04 | P | 15,000 | a | $2.79 | 1,332,700 | indirect | ||
COMMON STOCK | 2023-05-05 | P | 5,000 | a | $2.88 | 1,337,700 | indirect | ||
COMMON STOCK | 2023-05-08 | P | 5,000 | a | $2.62 | 1,342,700 | indirect | ||
COMMON STOCK | 2023-05-04 | 0 | $0.00 | 182,300 f5 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | shares held by caissa capital management ltd, a british virgin islands company controlled by mr. golestaneh. |
f2 | the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $2.58 to $2.85, inclusive. |
f3 | the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $2.85 to $2.9, inclusive. |
f4 | the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $2.575 to $2.68, inclusive. |
f5 | these shares are directly owned by mr. golestaneh in his personal capacity. |