Form Type: 4

SEC EDGAR Link
Accession Number:0001437749-23-013667
Date:2023-05-08
Issuer: BROADWIND, INC. (BWEN)
Original Submission Date:

Reporting Person:

BLASHFORD ERIC B.
3240 S. CENTRAL AVENUE
CICERO, IL 60804

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-05-08 F 4,123 d $4.82 339,623 direct
COMMON STOCK 2023-05-08 0 $0.00 23,744 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the company to withhold shares otherwise issuable pursuant to the previously reported grant.
f2 includes (i) 9,336 restricted stock units that vest on 5/7/24; and (ii) 39,844 restricted stock units that vest 19,922 shares on each of 4/25/24 and 4/25/25.
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