Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-23-059136
Date:2023-05-09
Issuer: ASHFORD HOSPITALITY TRUST INC (AHT)
Original Submission Date:

Reporting Person:

PANTERMUEHL SHERI L
14185 DALLAS PARKWAY
SUITE 1200 DALLAS, TX 75254

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
SPECIAL LIMITED PARTNERSHIP UNITS 0.0 2023-05-09 deemed execution date A 22,352 (a) common stock $0.00 22,978 direct
COMMON LIMITED PARTNERSHIP UNITS 0.0 deemed execution date 0 ( ) common stock $0.00 23,651 direct
Footnotes
IDfootnote
f1 special long-term incentive partnership units ("ltip units") in ashford hospitality limited partnership, the issuer's operating subsidiary ("subsidiary"). vested ltip units, upon achieving parity with the common limited partnership units of the subsidiary ("common units"), are convertible into common units at the option of the reporting person. see footnote 4 discussing the convertibility of common units.
f2 the ltip unit awards reported herein were issued as an annual grant under the issuer's 2021 stock incentive plan upon the reporting person's re-election to the issuer's board of directors.
f3 neither the ltip units nor the common units have an expiration date.
f4 common units are redeemable for cash or, at the option of the issuer, convertible into shares of the issuer's common stock on a 1-for-1 basis as described in amendment no. 5 to the seventh amended and restated agreement of the limited partnership dated december 13, 2017.
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