Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-23-028998
Date:2023-05-12
Issuer: SUMO LOGIC, INC. (SUMO)
Original Submission Date:

Reporting Person:

ANSANELLI JOSEPH
305 MAIN STREET
REDWOOD CITY, CA 94063

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-05-12 D 332,734 d $0.00 0 direct
COMMON STOCK 2023-05-12 D 3,372,470 d $0.00 0 indirect
COMMON STOCK 2023-05-12 D 303,620 d $0.00 0 indirect
COMMON STOCK 2023-05-12 D 107,842 d $0.00 0 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 certain of these shares are represented by previously reported restricted stock units ("rsus"). at the effective time of the merger (the "effective time") each issued and outstanding rsu was cancelled and converted into the right to receive an amount equal to $12.05 in cash (the "per share price"), subject to the terms set forth in the merger agreement.
f2 pursuant to the terms of the company's outside director compensation policy and/or the applicable award agreement governing such rsu, at the effective time, each unvested rsu was accelerated and converted into the right to receive an amount in cash equal to the per share price.
f3 pursuant to an agreement and plan of merger (the "merger agreement") between serrano parent, serrano merger sub, inc., and sumo logic (the "company"), each issued and outstanding share of the company's common stock was cancelled and converted into the right to receive an amount in cash equal to the per share price.
f4 these shares are held of record by greylock xiii lp. the reporting person disclaims beneficial ownership of the securities held by greylock xiii lp except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by the reporting person of beneficial ownership of the reported securities for purposes of section 16 or for any other purposes.
f5 these shares are held of record by greylock xiii-a lp. the reporting person disclaims beneficial ownership of the securities held by greylock xiii-a lp except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by the reporting person of beneficial ownership of the reported securities for purposes of section 16 or for any other purposes.
f6 these shares are held of record by greylock xiii principals. the reporting person disclaims beneficial ownership of the securities held by greylock xiii principals except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by the reporting person of beneficial ownership of the reported securities for purposes of section 16 or for any other purposes.
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