Form Type: 4

SEC EDGAR Link
Accession Number:0001783879-23-000119
Date:2023-05-11
Issuer: ROBINHOOD MARKETS, INC. (HOOD)
Original Submission Date:

Reporting Person:

BHATT BAIJU
C/O ROBINHOOD MARKETS, INC.
85 WILLOW ROAD MENLO PARK, CA 94025

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2023-05-11 S 96,472 d $9.52 821,665 indirect
CLASS A COMMON STOCK 2023-05-11 0 $0.00 100,300 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this transaction was effected pursuant to a rule 10b5-1 trading plan adopted by the living trust in august 2022.
f2 this transaction was executed in multiple trades during the day at prices ranging from $9.19 to $9.95. the weighted-average price is reported above. the reporting person hereby undertakes to provide to the sec staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
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