Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-23-029976
Date:2023-05-12
Issuer: CAREMAX, INC. (CMAX)
Original Submission Date:

Reporting Person:

DE SOLO ALBERTO
C/O CAREMAX, INC. 1000 NW 57 COURT
SUITE 400 MIAMI, FL 33126

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2023-05-12 M 15,108 a $0.00 21,408 direct
CLASS A COMMON STOCK 2023-05-12 0 $0.00 2,894,429 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2023-05-12 deemed execution date M 15,108 (d) class a common stock 15,108 $0.00 30,216 direct
Footnotes
IDfootnote
f1 on may 12, 2023, the reporting person received shares of common stock of the issuer in settlement of restricted stock units, which vested on april 1, 2023.
f2 the reported securities are held by c.g.d. investment group ("c.g.d."). mr. de solo beneficially owns the reported securities owned by c.g.d.
f3 restricted stock units convert into common stock on a one-for-one basis.
f4 each restricted stock unit ("rsu") represents a contingent right to receive one share of common stock in accordance with the issuer's 2021 long-term incentive plan. the rsus vests in three equal installments. the first installment vested on april 1, 2023 and the remaining shall vest on april 1, 2024 and april 1, 2025.
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