Form Type: 4

SEC EDGAR Link
Accession Number:0001656472-23-000083
Date:2023-05-17
Issuer: CRONOS GROUP INC. (CRON)
Original Submission Date:

Reporting Person:

ADLER JASON MARC
111 PETER STREET, SUITE 300
TORONTO, A6 M5V 2H1

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES 2023-05-17 P 17,795 a $1.71 496,338 f2 indirect
COMMON SHARES 2023-05-17 P 41,505 a $1.71 1,158,062 f3 indirect
COMMON SHARES 2023-05-18 P 3,426 a $1.80 499,764 f2 indirect
COMMON SHARES 2023-05-18 P 7,994 a $1.80 1,166,056 f3 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions ranging from $1.67 to $1.755. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
f2 gotham green gp iii, llc is the general partner of gotham green fund iii, lp. mr. adler, as the managing member of gotham green gp iii, llc, may be deemed to be the indirect beneficial owner of such shares for purposes of section 16 of the exchange act. mr. adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.
f3 gotham green gp iii, llc is the general partner of gotham green fund iii (q), lp. mr. adler, as the managing member of gotham green gp iii, llc, may be deemed to be the indirect beneficial owner of such shares for purposes of section 16 of the exchange act. mr. adler disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.
f4 the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions ranging from $1.795 to $1.80. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
WhaleWisdom Logo

Elevate your investments