Form Type: 4

SEC EDGAR Link
Accession Number:0001929354-23-000010
Date:2023-05-24
Issuer: AVALO THERAPEUTICS, INC. (AVTX)
Original Submission Date:

Reporting Person:

CAISSA CAPITAL MANAGEMENT LTD.
PALM GROVE HOUSE
WICKHAMS CAY 1 ROAD TOWN TORTOLA, D8 VG1110

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-05-24 P 3,481 a $3.01 1,377,181 indirect
COMMON STOCK 2023-05-24 P 5,519 a $2.96 1,382,700 indirect
COMMON STOCK 2023-05-24 0 $0.00 182,300 f4 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 shares held by caissa capital management ltd, a british virgin islands company controlled by mr. golestaneh.
f2 the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $3.0 to $3.01, inclusive.
f3 the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $2.92 to $3.03, inclusive.
f4 these shares are directly owned by mr. golestaneh in his personal capacity.
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