Form Type: 4

SEC EDGAR Link
Accession Number:0001562180-23-004484
Date:2023-05-23
Issuer: HERCULES CAPITAL, INC. (HTGC)
Original Submission Date:

Reporting Person:

CROWELL GAYLE A
C/O HERCULES CAPITAL, INC.
400 HAMILTON AVENUE SUITE 310 PALO ALTO, CA 94301

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-05-23 A 218 a $13.09 39,063 direct
COMMON STOCK 2023-05-23 A 865 a $13.87 39,928 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 shares acquired through the hercules capital, inc. dividend reinvestment plan.
f2 shares acquired as dividend reinvestment shares.
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