Accession Number: | 0001562180-23-004484 |
Date: | 2023-05-23 |
Issuer: | HERCULES CAPITAL, INC. (HTGC) |
Original Submission Date: |
CROWELL GAYLE A
C/O HERCULES CAPITAL, INC.
400 HAMILTON AVENUE SUITE 310
PALO ALTO, CA 94301
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2023-05-23 | A | 218 | a | $13.09 | 39,063 | direct | ||
COMMON STOCK | 2023-05-23 | A | 865 | a | $13.87 | 39,928 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|
ID | footnote |
---|---|
f1 | shares acquired through the hercules capital, inc. dividend reinvestment plan. |
f2 | shares acquired as dividend reinvestment shares. |