Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-23-064841
Date:2023-05-24
Issuer: INTERCEPT PHARMACEUTICALS, INC. (ICPT)
Original Submission Date:

Reporting Person:

ROSA-BJORKESON DAGMAR
C/O INTERCEPT PHARMACEUTICALS, INC.
305 MADISON AVENUE MORRISTOWN, NJ 07960

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2023-05-24 A 8,111 a $0.00 26,391 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTION TO PURCHASE COMMON STOCK 9.17 2023-05-24 deemed execution date A 12,547 (a) 2033-05-24 common stock 12,547 $9.17 12,547 direct
Footnotes
IDfootnote
f1 represents restricted stock units granted to the reporting person. each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. all of the shares subject to the award shall vest on the earlier of (i) the one-year anniversary of the date of grant and (ii) the day immediately preceding the date of the issuer's 2024 annual meeting of stockholders.
f2 all of the options subject to the award shall vest and become exercisable on the earlier of (i) the one-year anniversary of the date of grant and (ii) the day immediately preceding the date of the issuer's 2024 annual meeting of stockholders.
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