Accession Number: | 0001127602-23-016983 |
Date: | 2023-05-24 |
Issuer: | GINKGO BIOWORKS HOLDINGS, INC. (DNA) |
Original Submission Date: |
CANTON BARRY
C/O GINKGO BIOWORKS HOLDINGS
27 DRYDOCK AVENUE
BOSTON, MA 02210
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2023-05-24 | S | 37,650 | d | $1.56 | 13,504,054 | indirect | ||
CLASS A COMMON STOCK | 2023-05-25 | S | 37,650 | d | $1.53 | 13,504,044 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|
ID | footnote |
---|---|
f1 | the shares were sold pursuant to a sales plan adopted by the reporting person or the reporting person's spouse and intended to comply with rule 10b5-1 under the securities exchange act of 1934. |
f2 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $1.475 to $1.625, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
f3 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $1.485 to $1.655, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |