| Accession Number: | 0001209191-23-032712 |
| Date: | 2023-05-24 |
| Issuer: | WEAVE COMMUNICATIONS, INC. (WEAV) |
| Original Submission Date: |
CATALYST INVESTORS PARTNERS IV, L.P.
711 FIFTH AVENUE
SUITE 600
NEW YORK, NY 10022
CATALYST INVESTORS QP IV, L.P.
711 FIFTH AVENUE
SUITE 600
NEW YORK, NY 10022
CATALYST INVESTORS IV, L.P.
711 FIFTH AVENUE
SUITE 600
NEW YORK, NY 10022
CATALYST INVESTORS PARTNERS IV, L.L.C.
711 FIFTH AVENUE
SUITE 600
NEW YORK, NY 10022
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2023-05-24 | A | 24,356 | a | $0.00 | 10,433,751 | indirect | ||
| COMMON STOCK | 2023-05-24 | 0 | $0.00 | 549,385 | indirect |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | represents 24,356 restricted stock units (the "rsus") granted to tyler newton, a partner at catalyst investors, l.l.c. ("catalyst investors"), as a director of the issuer. each restricted stock unit represents the right to receive one share of the issuer's common stock upon vesting. the rsus will vest in full on the earlier of (i) may 24, 2024 and (ii) the date of the first annual meeting of the issuer's stockholders following may 24, 2023, and 24,356 shares of common stock will be issued to catalyst investors or its nominee. such grant is exempt from section 16(b) of the securities exchange act of 1934, as amended (the "exchange act"), in reliance on rule 16b-3(d). |
| f2 | catalyst investors, on behalf of its affiliated funds, investment vehicles and/or managed accounts, designated mr. newton to be appointed to the issuer's board of directors in august 2017. pursuant to an agreement between catalyst investors and mr. newton, mr. newton has agreed to pay catalyst investors or its nominee all of his director compensation and has instructed the issuer to pay all such compensation directly to catalyst investors. accordingly, catalyst investors or its nominee is the direct holder of the rsus. |
| f3 | catalyst investors partners iv, l.p. ("cip iv") serves as the general partner of catalyst investors iv, l.p. ("ci iv") and catalyst investors qp iv, l.p. ("ci qp iv"). catalyst investors partners iv, l.l.c. ("cip iv llc") is the general partner of cip iv. brian a. rich, eugene l. wolfson and d. ryan mcnally, who are managers of the board of cip iv llc, and mr. newton may be deemed to have shared voting and dispositive power with respect to the shares held by ci iv and ci qp iv. |
